Through its actions for prevention and control, the Compliance Division supports the trust that our customers, the markets and the regulators give us. It represents also a protection for our Bank, as for all of us. The Compliance Division protects Natixis’ customers, the bank itself and its employees from any non-compliance risk. It also serves the public interest in fighting against terrorist financing and money laundering.

Compliance covers the following areas:

  • the general rules of information management (circulation of confidential, compiling and updating insiders lists…);
  • management of conflicts of interests and organization of information barriers;
  • relationships with customers and/or counterparties (Know Your Customer principle and obligation to inform the customer…);
  • relationships with the markets (prevention of market abuse, supervision of financial analysis…);
  • rules of conduct for employees of Natixis (declaration of personal transactions, deals in Natixis shares…);
  • fight against money laundering and terrorist financing;
  • fight against corruption;
  • whistleblowing policy

BENCHMARKS REGULATION

06-23-21
Contingency Plans (as per article 28.2)
294.57 KB

OTHER DOCUMENTS

11-23-20
Natixis AICEP Ficha Projecto
213.52 KB
11-09-23
Natixis CIB policy for taking into account sustainability risks and principal adverse impacts on sustainability factors in investment advice
240.27 KB